HomeMy WebLinkAboutThe Citizen, 2009-02-12, Page 13THE CITIZEN, THURSDAY, FEBRUARY 12, 2009. PAGE 13.
By David Stevenson
President, Braeheid Management
ETFs (Exchange Traded Funds)
are not subject to those nasty
embedded tax liabilities, they deliver
diversification and exposure to
endless global sectors, asset classes
and money market opportunities
around the globe. They are
significantly less expensive than
mutual funds (many can be
purchased for 0.20 per cent).
These products deliver and reflect
the market’s returns (which is better
than most mutual funds) but that
alone is not the answer. It is now
widely accepted that asset allocation
portfolios have delivered the
majority of the wealth, this requires
a mix of these exchange traded funds
designed and managed by a
seasoned professional both with
global experience, and the
knowledge of which ETFs offer the
best value.
Many think that buying bonds is
now the way to go. However that is
the irony of bonds – the bond trap -
or the safe haven fallacy. As the
market looks to a “safe haven”, the
cost of these bonds becomes very
expensive relative to their value, and
in fact, can be just as volatile as
equities when for example, everyone
wants to sell their bonds and get
back into equities.
Active managers anticipated this
rush to “cash” and have benefited
from being one step ahead of the
market.
ICPMs have a fiduciary
responsibility to invest on behalf of
the investors’ best interests however,
access to them has been limited.
Today, we have seen some incredible
advances that allows professional
investment managers to take on
more separately managed clients,
who have lower total assets
(>$250,000), while maintaining or
increasing their superior levels of
service and personal investment
advice.
TIP:Find yourself a good ICPM
(Investment Counsel, Portfolio
Manager) or a trusted financial
planner/advisor, which has an
existing relationship with one.
ICPMs have been using global
diversification, ETFs and active
management for many years to
manage money on behalf of large
institutions, pension funds and the
ultra-wealthy.
You should be able to easily
review their documented activities
and associated effectiveness (over
the past five years) and thus fairly
compare their value to your
individual needs.
Why you paid capital gains taxes,
when your portfolio went down.
The wealthy consistently build
wealth through effective tax
management and avoiding taxes
where possible. Unfortunately, many
investors had a loss this past year
and yet, if they examine their
statements and tax returns, many
will have a tax bill for capital gains
in 2008. This tax liability is a key
reason why the wealthy have been
advised to seek different investment
products, that offer similar
diversification while removing this
type of tax risk.
There is an inherent tax “risk” to
participating in a mutual fund –
whether you personally realized a
net gain or not.
When you buy a mutual fund you
are buying a unit within an existing
fund that holds a stock that may have
a potential “gain” when sold. Buying
and selling within the fund will
trigger these gains. These taxable
gains are then shared among the unit
holders…even if you held this fund
for a month, or even if your fund lost
value.
TIP:Stop being a unit holder, and
take control of your hard earned
assets.
Look into whether your advisor
can offer you a Separately Managed
Account (SMA). An SMA platform
for your diversified portfolio is in
your name, and thus, any gains or
losses are directly attributed to your
own portfolio activity.
Ensure the investment
vehicles/products used are tax
efficient (who needs a capital gains
tax bill, when your funds are down).
Cash is king, isn’t it? Why
“Cashing-Out” is NOT the answer.
Current market has everyone on
one side of the “ship”. When the
general sentiment changes, there is
going to be a rush to the other side –
noting that the market will respond
in advance of the economy’s
recovery.
No one can predict the day,
likewise, one cannot benefit after the
fact. GICs can offer a short term
level of comfort, but with very low
interest rates.
Any modest gains from GICs will
be eroded by the looming threat of
inflation due to current government
deficit spending and intentional
inflationary programs.
The risk of not participating in the
markets at all, means you risk not
participating in the market rebound,
crystallizing any current losses, then
watching as inflation erodes what
little you have left.
The key for a professional
investment manager is to preserve
your wealth, while preparing and
positioning for what is coming next
to participate in growth, with less
risk.
It is important to know that your
current portfolio which experienced
dramatic a decline, is probably not
the same mix that is expected to
participate in this global market
correction.
TIP:If needed, seek a second
opinion from an advisor who
understands and can communicate
global investment options that can be
executed within your comfort level
and with less risk. If you are near or
in retirement especially, you need to
be invested appropriately, with
diversity and with less risk. Your
investment strategy must be diligent
to minimize taxes and associated
value for fees.
How some investments GREW in
2008, with LESS RISK.
We have seen income funds (most
conservative/retired) that did not
lose money in 2008, as well as
global income balanced portfolios
that delivered very attractive positive
returns and have a consistent track
record. This is a good example of
how conservative investors have
benefited from tactical, active
management within a globally
diversified portfolio in a separately
managed account (not a pooled fund
or mutual fund).
It is appalling, and unnecessary.
Access to global markets has never
been greater and is equally more
important than ever. Having your
options clearly explained to you will
help you to understand the
importance of revamping your
current portfolio delivering global
diversification, asset allocation,
tactical management and reviewing
the associated fees. Placing your
retirement in the hands of an
expensive fund, or low-paying
guaranteed investment or your
mattress are not your only options.
Seek better advice.
TIP:If you thought you were in the
most conservative, low risk portfolio
and still lost money in 2008, look for
better service that will address your
needs or call us for a referral.
What an investor needs to do
today.
If you are uncomfortable with
your portfolio as it stands, get a
second option today.
Take the required action today.
Ensure your portfolio is properly
repositioned and diversified so you
can benefit from the expected market
correction to occur in 2009.
Avoid the temptation to liquidate
or lock-in to interest rates at historic
lows.
Review and reduce your fees and
taxes where possible relative to
value received.
Investors should also have a
realistic expectation from the
markets, when meeting with your
financial planner - this will help
define realistic goals for you and
your family.
TIP:For maximum benefit, you
should consider private investment
services where the assets remain in
the client’s name and where fees are
associated to service and value.
Assets should never be in the
manager’s name. Ideally, you want
to avoid a pooled fund or mutual
fund. Ensure you are not paying for
management fees on top of mutual
fund fees.
TIP:Seek a referral from someone
who has demonstrated capital
preservation in 2008 in addition to
showing risk protected growth for
the past 5 years. Ensure that they
explain how they delivered
performance and how they did it
with less risk…if not, stay clear!
Braeheid Management provides
investor, advisor and pension
services including education,
administration, and client service
development across Canada.
Materials or content provided is
commentary and shall not be
construed as investment advice from
Braeheid Management. Contact
your local investment consultant or
certified financial planner.
(NC) Whether you’re saving for
retirement or a down payment on a
home, making regular contributions
to your RRSP makes a lot of
sense.
The price of mutual fund units
fluctuate throughout the year and by
taking advantage of dollar-cost
averaging, otherwise known as
investing the same amount at regular
intervals regardless of share price,
you will be able to maximize
your annual contribution to your
RRSP.
Consider setting up a monthly pre-
authorized purchase plan which
allows you to make direct
contributions to your RRSP from
your bank account each month.
Even a contribution of $100 a month
will make a big difference.
Concerned that you do not have an
extra $100 a month to invest? Here
are a few easy ways to save $100 a
month so that you can start making
regular contributions to your RRSP:
Skip the movies and rent a DVD
• Cost of a movie and snacks for a
family of four: $60
• Cost of DVD rental and snacks:
$10
Savings per month: $50
Just one night brings you half way
to your $100 target!
Skip the take-out coffee
• Daily coffee on the way to work
each month: $36
• Fill a thermos from home: $10
Savings per month: $26
If you bring your own java to work.
Bring your lunch to work
• Sandwich and a drink from the
local deli: $7
• Bring your leftovers: $0
Savings per month: $140
Even bringing your lunch a few
days a week will help to meet your
savings target each month.
A look at what went wrong and what to do rightFinancial
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A little goes a long way
(NC) Now that there are only a
few weeks left until the RRSP
deadline, Canadians are taking new
measures to ensure that they are
saving enough for retirement.
According to the 2008 Desjardins
Financial Security Rethink
Retirement survey, Canadians are
more willing to make compromises
to save for retirement and are being
more selective about where they
place their hard-earned retirement
savings due to the recent financial
turmoil.
This is in sharp contrast to
previous survey results, which
indicated that most Canadians were
confident in their financial goals for
retirement, regardless of market
volatility.
When asked what they would be
willing to do to increase their
retirement savings, Canadians said
they would:
• Postpone a major purchase or
expense to avoid financing or using
credit (83 per cent)
• Take less expensive vacations (77
per cent)
• Bring lunch from home rather
than buying it or eating at a
restaurant (69 per cent)
• Significantly reduce car use, and
consequently gas consumption (68
per cent)
• Reduce spending on sports or
cultural activities (62 per cent)
• Get rid of the household’s second
car (58 per cent)
• Reduce spending on activities for
children (35 per cent)
More information on the survey is
available online at
www.rethinkretirement.ca
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